Chief Compliance Officer

May 10, 2024


Caldwell has been exclusively retained by a leading global financial institution to recruit a Chief Compliance Officer for their Canadian operations based in Toronto. Reporting functionally to the CEO and directly to the Board and/or Audit Committee, the Chief Compliance Officer will oversee the bank’s compliance framework, ensuring adherence to regulatory requirements and maintaining robust internal controls and reporting. This full-time, permanent position is based in downtown Toronto.


We seek a seasoned compliance professional with a deep understanding of regulatory frameworks and extensive compliance experience within major banking institutions, specifically in commercial and/or retail banking sectors. This position serves as a strategic advisor to the CEO and will play a pivotal leadership role in the bank’s transformation by ensuring compliance integrity through processes, people, and technology.


For more information, contact:   

Miriam Leung, Principal 


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